A Preface to Politics
Chapter 7: The Making of Creeds
Walter Lippmann
Table of Contents | Next | Previous
My first course in philosophy was nothing less than a summary of the important systems of thought put forward in Western Europe during the last twenty-six hundred years. Perhaps that is a slight exaggeration—we did gloss over a few centuries in the Middle Ages. For the rest we touched upon all the historic names from Thales to Nietzsche. After about nine weeks of this bewildering transit a friend approached me with a sour look on his face. "You know," he said, "I can't make head or tail out of this business. I agree with each philosopher as we study him. But when we get to the next one, I agree with him too. Yet he generally says the other one was wrong. They can't all be right. Can they now?" I was too much puzzled with the same difficulty to help him.
Somewhat later I began to read the history of political theories. It was a less disinterested
(204) study than those sophomore speculations, for I had jumped into a profession which carried me through some of the underground passages of "practical politics" and reformist groups. The tangle of motives and facts and ideas was incredible. I began to feel the force of Mr. John Hobson's remark that "if practical workers for social and industrial reforms continue to ignore principles ... they will have to pay the price which short-sighted empiricism always pays; with slow, hesitant, and staggering steps, with innumerable false starts and backslidings, they will move in the dark along an unseen track toward an unseen goal." The political theorists laid some claim to lighting up both the track and the goal, and so I turned to them for help.
Now whoever has followed political theory will have derived perhaps two convictions as a reward. Almost all the thinkers seem to regard their systems as true and binding, and none of these systems are. No matter which one you examine, it is inadequate. You cannot be a Platonist or a Benthamite in politics to-day. You cannot go to any of the great philosophers even for the outlines of a statecraft which shall be fairly complete, and relevant to American life. I returned to the sophomore mood: "Each of
(205) these thinkers has contributed something, has had some wisdom about events. Looked at in bulk the philosophers can't all be right or all wrong."
But like so many theoretical riddles, this one rested on a very simple piece of ignorance. The trouble was that without realizing it I too had been in search of the philosopher's stone. I too was looking for something that could not be found. That happened in this case to be nothing less than an absolutely true philosophy of politics. It was the old indolence of hoping that somebody had done the world's thinking once and for all. I had conjured up the fantasy of a system which would contain the whole of life, be as reliable as a table of logarithms, foresee all possible emergencies and offer entirely trustworthy rules of action. When it seemed that no such system had ever been produced, I was on the point of damning the entire tribe of theorists from Plato to Marx.
This is what one may call the naïveté of the intellect. Its hope is that some man living at one place on the globe in a particular epoch will, through the miracle of genius, be able to generalize his experience for all time and all space. It says in effect that there is never anything essentially new under the sun, that any moment
(206) of experience sufficiently understood would be seen to contain all history and all destiny—that the intellect reasoning on one piece of experience could know what all the rest of experience was like. Looked at more closely this philosophy means that novelty is an illusion of ignorance, that life is an endless repetition, that when you know one revolution of it, you know all the rest. In a very real sense the world has no history and no future, the race has no career. At any moment everything is given: our reason could know that moment so thoroughly that all the rest of life would be like the commuter's who travels back and forth on the same line every day. There would be no inventions and no discoveries, for in the instant that reason had found the key of experience everything would be unfolded. The present would not be the womb of the future: nothing would be embryonic, nothing would grow. Experience would cease to be an adventure in order to become the monotonous fulfilment of a perfect prophecy.
This omniscience of the human intellect is one of the commonest assumptions in the world. Although when you state the belief as I have, it sounds absurdly pretentious, yet the boastfulness is closer to the child's who stretches out its hand
(207) for the moon than the romantic egotist's who thinks he has created the moon and all the stars. Whole systems of philosophy have claimed such an eternal and absolute validity; the nineteenth century produced a bumper crop of so-called atheists, materialists and determinists who believed in all sincerity that "Science" was capable of a complete truth and unfailing prediction. If you want to see this faith in all its naïveté go into those quaint rationalist circles where Herbert Spencer's ghost announces the "laws of life," with only a few inessential details omitted.
Now, of course, no philosophy of this sort has ever realized such hopes. Mankind has certainly come nearer to justifying Mr. Chesterton's observation that one of its favorite games is called "Cheat the Prophet."... "The players listen very carefully and respectfully to all that the clever men have to say about what is to happen in the next generation. The players then wait until all the clever men are dead, and bury them nicely. They then go and do something else." Now this weakness is not, as Mr. Chesterton would like to believe, confined to the clever men. But it is a weakness, and many people have speculated about it. Why in the face of hundreds of philosophies wrecked on the
(208) rocks of the unexpected do men continue to believe that the intellect can transcend the vicissitudes of experience?
For they certainly do believe it, and generally the more parochial their outlook, the more cosmic their pretensions. All of us at times yearn for the comfort of an absolute philosophy. We try to believe that, however finite we may be, our intellect is something apart from the cycle of our life, capable by an Olympian detachment from human interests of a divine thoroughness. Even our evolutionist philosophy, as Bergson shows, "begins by showing us in the intellect a local effect of evolution, a flame, perhaps accidental, which lights up the coming and going of living things in the narrow passage open to their action; and lo! forgetting what it has just told us, makes of this lantern glimmering in a tunnel a Sun which can illuminate the world."
This is what most of us do in our search for a philosophy of politics. We forget that the big systems of theory are much more like village lamp-posts than they are like the sun, that they were made to light up a particular path, obviate certain dangers, and aid a peculiar mode of life. The understanding of the place of theory in life is a comparatively new one. We are just be-
(209) -ginning to see how creeds are made. And the insight is enormously fertile. Thus Mr. Alfred Zimmern in his fine study of "The Greek Commonwealth" says of Plato and Aristotle that no interpretation can be satisfactory which does not take into account the impression left upon their minds by the social development which made the age of these philosophers a period of Athenian decline. Mr. Zimmern's approach is common enough in modern scholarship, but the full significance of it for the creeds we ourselves are making is still something of a novelty. When we are asked to think of the "Republic" as the reaction of decadent Greece upon the conservative temperament of Plato, the function of theory is given a new illumination. Political philosophy at once appears as a human invention in a particular crisis—an instrument to fit a need. The pretension to finality falls away.
This is a great emancipation. Instead of clinging to the naïve belief that Plato was legislating for all mankind, you can discuss his plans as a temporary superstructure made for an historical purpose. You are free then to appreciate the more enduring portions of his work, to understand Santayana when he says of the Platonists, "their theories are so extravagant, yet their
(210) wisdom seems so great. Platonism is a very refined and beautiful expression of our natural instincts, it embodies conscience and utters our inmost hopes." This insight into the values of human life, partial though it be, is what constitutes the abiding monument of Plato's genius. His constructions, his formal creeds, his law-making and social arrangements are local and temporary—for us they can have only an antiquarian interest.
In some such way as this the sophomoric riddle is answered: no thinker can lay down a course of action for all mankind—programs if they are useful at all are useful for some particular historical period. But if the thinker sees at all deeply into the life of his own time, his theoretical system will rest upon observation of human nature. That remains as a residue of wisdom long after his reasoning and his concrete program have passed into limbo. For human nature in all its profounder aspects changes very little in the few generations since our Western wisdom has come to be recorded. These aperçus left over from the great speculations are the golden threads which successive thinkers weave into the pattern of their thought. Wisdom remains; theory passes.
If that is true of Plato with his ample vision
(211) how much truer is it of the theories of the littler men—politicians, courtiers and propagandists who make up the academy of politics. Machiavelli will, of course, be remembered at once as a man, whose speculations were fitted to an historical crisis. His advice to the Prince was real advice, not a sermon. A boss was telling a governor how to extend his power. The wealth of Machiavelli's learning and the splendid penetration of his mind are used to interpret experience for a particular purpose. I have always thought that Machiavelli derives his bad name from a too transparent honesty. Less direct minds would have found high-sounding ethical sanctions in which to conceal the real intent. That was the nauseating method of nineteenth century economists when they tried to identify the brutal practices of capitalism with the beneficence of nature and the Will of God. Not so Machiavelli. He could write without a blush that "a prince, especially a new one, cannot observe all those things for which men are esteemed, being often forced, in order to maintain the state, to act contrary to fidelity, friendship, humanity, and religion." The apologists of business also justified a rupture with human decencies. They too fitted their theory to particular purposes, but
(212) they had not the courage to avow it even to themselves.
The rare value of Machiavelli is just this lack of self-deception. You may think his morals devilish, but you cannot accuse him of quoting scripture. I certainly do not admire the end he serves: the extension of an autocrat's power is a frivolous perversion of government. His ideal happens, however, to be the aim of most foreign offices, politicians and "princes of finance." Machiavelli's morals are not one bit worse than the practices of the men who rule the world to-day. An American Senate tore up the Hay-Pauncefote treaty, and with the approval of the President acted "contrary to fidelity" and friendship too; Austria violated the Treaty of Berlin by annexing Bosnia and Herzegovina. Machiavelli's ethics are commonplace enough. His head is clearer than the average. He let the cat out of the bag and showed in the boldest terms how theory becomes an instrument of practice. You may take him as a symbol of the political theorist. You may say that all the thinkers of influence have been writing advice to the Prince. Machiavelli recognized Lorenzo the Magnificent; Marx, the proletariat of Europe.
At first this sounds like standing the world on
(213) its head, denying reason and morality, and exalting practice over righteousness. That is neither here nor there. I am simply trying to point out an illuminating fact whose essential truth can hardly be disputed. The important social philosophies are consciously or otherwise the servants of men's purposes. Good or bad, that it seems to me is the way we work. We find reasons for what we want to do. The big men from Machiavelli through Rousseau to Karl Marx brought history, logic, science and philosophy to prop up and strengthen their deepest desires. The followers, the epigones, may accept the reasons of Rousseau and Marx and deduce rules of action from them. But the original genius sees the dynamic purpose first, finds reasons afterward. This amounts to saying that man when he is most creative is not a rational, but a wilful animal.
The political thinker who to-day exercises the greatest influence on the Western World is, I suppose, Karl Marx. The socialist movement calls him its prophet, and, while many socialists say he is superseded, no one disputes his historical importance. Now Marx embalmed his thinking in the language of the Hegelian school. He founded it on a general philosophy of society
(214) which is known as the materialistic conception of history. Moreover, Marx put forth the claim that he had made socialism "scientific"—had shown that it was woven into the texture of natural phenomena. The Marxian paraphernalia crowds three heavy volumes, so elaborate and difficult that socialists rarely read them. I have known one socialist who lived leisurely on his country estate and claimed to have "looked" at every page of Marx. Most socialists, including the leaders, study selected passages and let it go at that. This is a wise economy based on a good instinct. For all the parade of learning and dialectic is an after-thought—an accident from the fact that the prophetic genius of Marx appeared in Germany under the incubus of Hegel. Marx saw what he wanted to do long before he wrote three volumes to justify it. Did not the Communist Manifesto appear many years before "Das Kapital"?
Nothing is more instructive than a socialist "experience" meeting at which everyone tries to tell how he came to be converted. These gatherings are notoriously untruthful—in fact, there is a genial pleasure in not telling the truth about one's salad days in the socialist movement. The prevalent lie is to explain how the new convert,
(215) standing upon a mountain of facts, began to trace out the highways that led from hell to heaven. Everybody knows that no such process was actually lived through, and almost without exception the real story can be discerned: a man was dissatisfied, he wanted a new condition of life, he embraced a theory that would justify his hopes and his discontent. For once you touch the biographies of human beings, the notion that political beliefs are logically determined collapses like a pricked balloon. In the language of philosophers, socialism as a living force is a product of the will—a will to beauty, order, neighborliness, not infrequently a will to health. Men desire first, then they reason; fascinated by the future, they invent a "scientific socialism" to get there.
Many people don't like to admit this. Or if they admit it, they do so with a sigh. Their minds construct a utopia—one in which all judgments are based on logical inference from syllogisms built on the law of mathematical probabilities. If you quote David Hume at them, and say that reason itself is an irrational impulse they think you are indulging in a silly paradox. I shall not pursue this point very far, but I believe it could be shown without too much difficulty that
(216) the rationalists are fascinated by a certain kind of thinking—logical and orderly thinking—and that it is their will to impose that method upon other men.
For fear that somebody may regard this as a play on words drawn from some ultra-modern "anti-intellectualist" source, let me quote Santayana. This is what the author of that masterly series "The Life of Reason" wrote in one of his earlier books: "The ideal of rationality is itself as arbitrary, as much dependent on the needs of a finite organization, as any other ideal. Only as ultimately securing tranquillity of mind, which the philosopher instinctively pursues, has it for him any necessity. In spite of the verbal propriety of saying that reason demands rationality, what really demands rationality, what makes it a good and indispensable thing and gives it all its authority, is not its own nature, but our need of it both in safe and economical action and in the pleasures of comprehension." Because rationality itself is a wilful exercise one hears Hymns to Reason and sees it personified as an extremely dignified goddess. For all the light and shadow of sentiment and passion play even about the syllogism.
The attempts of theorists to explain man's suc-
(217) -cesses as rational acts and his failures as lapses of reason have always ended in a dismal and misty unreality. No genuine politician ever treats his constituents as reasoning animals. This is as true of the high politics of Isaiah as it is of the ward boss. Only the pathetic amateur deludes himself into thinking that, if he presents the major and minor premise, the voter will automatically draw the conclusion on election day. The successful politician—good or bad—deals with the dynamics—with the will, the hopes, the needs and the visions of men.
It isn't sentimentality which says that where there is no vision the people perisheth. Every time Tammany Hall sets off fireworks and oratory on the Fourth of July; every time the picture of Lincoln is displayed at a political convention; every red bandanna of the Progressives and red flag of the socialists; every song from "The Battle Hymn of the Republic" to the "International"; every metrical conclusion to a great speech—whether we stand at Armageddon, refuse to press upon the brow of labor another crown of thorns, or call upon the workers of the world to unite—every one of these slogans is an incitement of the will—an effort to energize politics. They are attempts to harness blind im-
(218) -pulses to particular purposes. They are tributes to the sound practical sense of a vision in politics. No cause can succeed without them: so long as you rely on the efficacy of "scientific" demonstration and logical proof you can hold your conventions in anybody's back parlor and have room to spare.
I remember an observation that Lincoln Steffens made in a speech about Mayor Tom Johnson. "Tom failed," said Mr. Steffens, "because he was too practical." Coming from a man who had seen as much of actual politics as Mr. Steffens, it puzzled me a great deal. I taxed him with it later and he explained somewhat as follows: "Tom Johnson had a vision of Cleveland which he called The City on the Hill. He pictured the town emancipated from its ugliness and its cruelty—a beautiful city for free men and women. He used to talk of that vision to the 'cabinet' of political lieutenants which met every Sunday night at his house. He had all his appointees working for the City on the Hill. But when he went out campaigning before the people he talked only of three-cent fares and the tax outrages. Tom Johnson didn't show the people the City on the Hill. He didn't take them into his confidence. They never really saw what it
(219) was all about. And they went back on Tom Johnson."
That is one of Mr. Steffens's most acute observations. What makes it doubly interesting is that Tom Johnson confirmed it a few months before he died. His friends were telling him that his defeat was temporary, that the work he had begun was unchecked. It was plain that in the midst of his suffering, with death close by, he found great comfort in that assurance. But his mind was so realistic, his integrity so great that he could not blink the fact that there had been a defeat. Steffens was pointing out the explanation: "you did not show the people what you saw, you gave them the details, you fought their battles, you started to build, but you left them in darkness as to the final goal."
I wish I could recall the exact words in which Tom Johnson replied. For in them the greatest of the piecemeal reformers admitted the practical weakness of opportunist politics.
There is a type of radical who has an idea that he can insinuate advanced ideas into legislation without being caught. His plan of action is to keep his real program well concealed and to dole out sections of it to the public from time to time. John A. Hobson in "The Crisis of
(220) Liberalism" describes the "practical reformer" so that anybody can recognize him: "This revolt against ideas is carried so far that able men have come seriously to look upon progress as a matter for the manipulation of wire-pullers, something to be 'jobbed' in committee by sophistical notions or other clever trickery." Lincoln Steffens calls these people "our damned rascals." Mr. Hobson continues, "The attraction of some obvious gain, the suppression of some scandalous abuse of monopolist power by a private company, some needed enlargement of existing Municipal or State enterprise by lateral expansion—such are the sole springs of action." Well may Mr. Hobson inquire, "Now, what provision is made for generating the motor power of progress in Collectivism?"
No amount of architect's plans, bricks and mortar will build a house. Someone must have the wish to build it. So with the modern democratic state. Statesmanship cannot rest upon the good sense of its program. It must find popular feeling, organize it, and make that the motive power of government. If you study the success of Roosevelt the point is re-enforced. He is a man of will in whom millions of people have felt the embodiment of their own will. For a time
(221) Roosevelt was a man of destiny in the truest sense. He wanted what a nation wanted: his own power radiated power; he embodied a vision; Tom, Dick and Harry moved with his movement.
No use to deplore the fact. You cannot stop a living body with nothing at all. I think we may picture society as a compound of forces that are always changing. Put a vision in front of one of these currents and you can magnetize it in that direction. For visions alone organize popular passions. Try to ignore them or box them up, and they will burst forth destructively. When Haywood dramatizes the class struggle he uses class resentment for a social purpose. You may not like his purpose, but unless you can gather proletarian power into some better vision, you have no grounds for resenting Haywood. I fancy that the demonstration of King Canute settled once and for all the stupid attempt to ignore a moving force.
A dynamic conception of society always frightens a great number of people. It gives politics a restless and intractable quality. Pure reason is so gentlemanly, but will and the visions of a people—these are adventurous and incalculable forces. Most politicians living for the day prefer to ignore them. If only society will stand fairly
(222) still while their career is in the making they are content to avoid the actualities. But a politician with some imaginative interest in genuine affairs need not be seduced into the learned folly of pretending that reality is something else than it is. If he is to influence life he must deal with it. A deep respect is due the Schopenhauerian philosopher who looks upon the world, finds that its essence is evil, and turns towards insensitive calm. But no respect is due to anyone who sets out to reform the world by ignoring its quality. Whoever is bent upon shaping politics to better human uses must accept freely as his starting point the impulses that agitate human beings. If observation shows that reason is an instrument of will, then only confusion can result from pretending that it isn't.
I have called this misplaced "rationality" a piece of learned folly, because it shows itself most dangerously among those thinkers about politics who are divorced from action. In the Universities political movements are generally regarded as essentially static, cut and dried solids to be judged by their logical consistency. It is as if the stream of life had to be frozen before it could be studied. The socialist movement was given a certain amount of attention when I was
(223) an undergraduate. The discussion turned principally on two points: were rent, interest and dividends earned? Was collective ownership of capital a feasible scheme? And when the professor, who was a good dialectician, had proved that interest was a payment for service ("saving") and that public ownership was not practicable, it was assumed that socialism was disposed of. The passions, the needs, the hopes that generate this world-wide phenomenon were, I believe, pocketed and ignored under the pat saying: "Of course, socialism is not an economic policy, it's a religion." That was the end of the matter for the students of politics. It was then a matter for the divinity schools. If the same scholastic method is in force there, all that would be needed to crush socialism is to show its dogmatic inconsistencies.
The theorist is incompetent when he deals with socialism just because he assumes that men are determined by logic and that a false conclusion will stop a moving, creative force. Occasionally he recognizes the wilful character of politics: then he shakes his head, climbs into an ivory tower and deplores the moonshine, the religious manias and the passions of the mob. Real life is beyond his control and influence because real
(224) life is largely agitated by impulses and habits, unconscious needs, faith, hope and desire. With all his learning he is ineffective because, instead of trying to use the energies of men, he deplores them.
Suppose we recognize that creeds are instruments of the will, how would it alter the character of our thinking? Take an ancient quarrel like that over determinism. Whatever your philosophy, when you come to the test of actual facts you find, I think, all grades of freedom and determinism. For certain purposes you believe in free will, for others you do not. Thus, as Mr. Chesterton suggests, no determinist is prevented from saying "if you please" to the housemaid. In love, in your career, you have no doubt that "if" is a reality. But when you are engaged in scientific investigation, you try to reduce the spontaneous in life to a minimum. Mr. Arnold Bennett puts forth a rather curious hybrid when he advises us to treat ourselves as free agents and everyone else as an automaton. On the other hand Prof. Münsterberg has always insisted that in social relations we must always treat everyone as a purposeful, integrated character.
Your doctrine, in short, depends on your pur-
(225) -pose: a theory by itself is neither moral nor immoral, its value is conditioned by the purpose it serves. In any accurate sense theory is to be judged only as an effective or ineffective instrument of a desire: the discussion of doctrines is technical and not moral. A theory has no intrinsic value: that is why the devil can talk theology.
No creed possesses any final sanction. Human beings have desires that are far more important than the tools and toys and churches they make to satisfy them. It is more penetrating, in my opinion, to ask of a creed whether it served than whether it was "true." Try to judge the great beliefs that have swayed mankind by their inner logic or their empirical solidity and you stand forever, a dull pedant, apart from the interests of men. The Christian tradition did not survive because of Aquinas or fall before the Higher Criticism, nor will it be revived because someone proves the scientific plausibility of its doctrine. What we need to know about the Christian epic is the effect it had on men—true or false, they have believed in it for nineteen centuries. Where has it helped them, where hindered? What needs did it answer? What energies did it transmute? And what part of mankind did it neglect? Where
(226) did it begin to do violence to human nature?
Political creeds must receive the same treatment. The doctrine of the "social contract" formulated by Hobbes and made current by Rousseau can no longer be accepted as a true account of the origin of society. Jean-Jacques is in fact a supreme case—perhaps even a slight caricature—of the way in which formal creeds bolster up passionate wants. I quote from Prof. Walter's introduction in which he says that "The Social Contract showed to those who were eager to be convinced that no power was legitimate which was guilty of abuses. It is no wonder that its author was buried in the Pantheon with pompous procession, that the framers of the new Constitution, Thouret and Lièyes and La Fayette, did not forget and dared not forget its doctrines, that it was the text-book and the delight of Camille Desmoulins and Danton and St. Just, that Robespierre read it through once every day." In the perspective of history, no one feels that he has said the last word about a philosophy like Rousseau's after demonstrating its "untruth." Good or bad, it has meant too much for any such easy disposal. What shall we call an idea, objectively untrue, but practically of the highest importance?
The thinker who has faced this difficulty most
(227) radically is Georges Sorel in the "Reflexions sur la Violence." His doctrine of the "social myth" has seemed to many commentators one of those silly paradoxes that only a revolutionary syndicalist and Frenchman could have put forward. M. Sorel is engaged in presenting the General Strike as the decisive battle of the class struggle and the core of the socialist movement. Now whatever else he may be, M. Sorel is not naïve: the sharp criticism of other socialists was something he could not peacefully ignore. They told him that the General Strike was an idle dream, that it could never take place, that, even if it could, the results would not be very significant. Sidney Webb, in the customary Fabian fashion, had dismissed the General Strike as a sign of socialist immaturity. There is no doubt that M. Sorel felt the force of these attacks. But he was not ready to abandon his favorite idea because it had been shown to be unreasonable and impossible. Just the opposite effect showed itself and he seized the opportunity of turning an intellectual defeat into a spiritual triumph. This performance must have delighted him to the very bottom of his soul, for he has boasted that his task in life is to aid in ruining "le prestige de la culture bourgeoise."
(228)
M. Sorel's defence of the General Strike is very startling. He admits that it may never take place, that it is not a true picture of the goal of the socialist movement. Without a blush he informs us that this central gospel of the working class is simply a "myth." The admission frightens M. Sorel not at all. "It doesn't matter much," he remarks, "whether myths contain details actually destined to realization in the scheme of an historical future; they are not astrological almanacks; it may even be that nothing of what they express will actually happen—as in the case of that catastrophe which the early Christians expected. Are we not accustomed in daily life to recognizing that the reality differs very greatly from the ideas of it that we made before we acted? Yet that doesn't hinder us from making resolutions.... Myths must be judged as instruments for acting upon present conditions; all discussion about the manner of applying them concretely to the course of history is senseless. The entire myth is what counts.... There is no use then in reasoning about details which might arise in the midst of the class struggle ... even though the revolutionists should be deceiving themselves through and through in making a fantastic picture of the general strike,
(229) this picture would still have been a power of the highest order in preparing for revolution, so long as it expressed completely all the aspirations of socialism and bound together revolutionary ideas with a precision and firmness that no other methods of thought could have given."
It may well be imagined that this highly sophisticated doctrine was regarded as perverse. All the ordinary prejudices of thought are irritated by a thinker who frankly advises masses of his fellow-men to hold fast to a belief which by all the canons of common sense is nothing but an illusion. M. Sorel must have felt the need of closer statement, for in a letter to Daniel Halèvy, published in the second edition, he makes his position much clearer. "Revolutionary myths ..." we read, "enable us to understand the activity, the feelings, and the ideas of a populace preparing to enter into a decisive struggle; they are not descriptions of things, but expressions of will." The italics are mine: they set in relief the insight that makes M. Sorel so important to our discussion. I do not know whether a quotation torn from its context can possibly do justice to its author. I do know that for any real grasp of this point it is necessary to read M. Sorel with great sympathy.
(230)
One must grant at least that he has made an accurate observation. The history of the world is full of great myths which have had the most concrete results. M. Sorel cites primitive Christianity, the Reformation, the French Revolution and the Mazzini campaign. The men who took part in those great social movements summed up their aspiration in pictures of decisive battles resulting in the ultimate triumph of their cause. We in America might add an example from our own political life. For it is Theodore Roosevelt who is actually attempting to make himself and his admirers the heroes of a new social myth. Did he not announce from the platform at Chicago—"we stand at Armageddon and we battle for the Lord"?
Let no one dismiss M. Sorel then as an empty paradoxer. The myth is not one of the outgrown crudities of our pagan ancestors. We, in the midst of our science and our rationalism, are still making myths, and their force is felt in the actual affairs of life. They convey an impulse, not a program, nor a plan of reconstruction. Their practical value cannot be ignored, for they embody the motor currents in social life.
Myths are to be judged, as M. Sorel says, by their ability to express aspiration. They stand
(231) or fall by that. In such a test the Christian myth, for example, would be valued for its power of incarnating human desire. That it did not do so completely is the cause of its decline. From Aucassin to Nietzsche men have resented it as a partial and stunting dream. It had too little room for profane love, and only by turning the Church of Christ into the Church Militant could the essential Christian passivity obtain the assent of aggressive and masculine races. To-day traditional Christianity has weakened in the face of man's interest in the conquest of this world. The liberal and advanced churches recognize this fact by exhibiting a great preoccupation with everyday affairs. Now they may be doing important service—I have no wish to deny that—but when the Christian Churches turn to civics, to reformism or socialism, they are in fact announcing that the Christian dream is dead. They may continue to practice some of its moral teachings and hold to some of its creed, but the Christian impulse is for them no longer active. A new dream, which they reverently call Christian, has sprung from their desires.
During their life these social myths contain a nation's finest energy. It is just because they are "not descriptions of things, but expressions
(232) of will" that their influence is so great. Ignore what a man desires and you ignore the very source of his power; run against the grain of a nation's genius and see where you get with your laws. Robert Burns was right when he preferred poetry to charters. The recognition of this truth by Sorel is one of the most impressive events in the revolutionary movement. Standing as a spokesman of an actual social revolt, he has not lost his vision because he understands its function. If Machiavelli is a symbol of the political theorist making reason an instrument of purpose, we may take Sorel as a self-conscious representative of the impulses which generate purpose.
It must not be supposed that respect for the myth is a discovery of Sorel's. He is but one of a number of contemporary thinkers who have reacted against a very stupid prejudice of nineteenth century science to the effect that the mental habits of human beings were not "facts." Unless ideas mirrored external nature they were regarded as beneath the notice of the scientific mind. But in more recent years we have come to realize that, in a world so full of ignorance and mistake, error itself is worthy of study. Our untrue ideas are significant because they influence our lives enormously. They are "facts" to be investigated.
(233) One might point to the great illumination that has resulted from Freud's analysis of the abracadabra of our dreams. No one can any longer dismiss the fantasy because it is logically inconsistent, superficially absurd, or objectively untrue. William James might also be cited for his defense of those beliefs that are beyond the realm of proof. His essay, "The Will to Believe," is a declaration of independence, which says in effect that scientific demonstration is not the only test of ideas. He stated the case for those beliefs which influence life so deeply, though they fail to describe it. James himself was very disconcerting to many scientists because he insisted on expressing his aspirations about the universe in what his colleague Santayana calls a "romantic cosmology": "I am far from wishing to suggest that such a view seems to me more probable than conventional idealism or the Christian Orthodoxy. All three are in the region of dramatic system-making and myth, to which probabilities are irrelevant."
It is impossible to leave this point without quoting Nietzsche, who had this insight and stated it most provocatively. In "Beyond Good and Evil" Nietzsche says flatly that "the falseness of an opinion is not for us any objection to it: it is here,
(234) perhaps, that our new language sounds most strangely. The question is, how far an opinion is life-furthering, life-preserving, species-preserving, perhaps species-rearing...." Then he comments on the philosophers. "They all pose as though their real opinions had been discovered and attained through the self-evolving of a cold, pure, divinely indifferent dialectic...; whereas, in fact, a prejudiced proposition, idea, or 'suggestion,' which is generally their heart's desire abstracted and refined, is defended by them with arguments sought out after the event. They are all advocates who do not wish to be regarded as such, generally astute defenders, also, of their prejudices, which they dub 'truths'—and very far from having the conscience which bravely admits this to itself; very far from having the good taste or the courage which goes so far as to let this be understood, perhaps to warn friend or foe, or in cheerful confidence and self-ridicule.... It has gradually become clear to me what every great philosophy up till now has consisted of—namely, the confession of its originator, and a species of involuntary and unconscious autobiography, and, moreover, that the moral (or immoral) purpose in every philosophy has constituted the true vital germ out of which
(235) the entire plant has always grown.... Whoever considers the fundamental impulses of man with a view to determining how far they may have acted as inspiring genii (or as demons and cobolds) will find that they have all practiced philosophy at one time or another, and that each one of them would have been only too glad to look upon itself as the ultimate end of existence and the legitimate lord over all the other impulses. For every impulse is imperious, and, as such, attempts to philosophize."
What Nietzsche has done here is, in his swashbuckling fashion, to cut under the abstract and final pretensions of creeds. Difficulties arise when we try to apply this wisdom in the present. That dogmas were instruments of human purposes is not so incredible; that they still are instruments is not so clear to everyone; and that they will be, that they should be—this seems a monstrous attack on the citadel of truth. It is possible to believe that other men's theories were temporary and merely useful; we like to believe that ours will have a greater authority.
It seems like topsy-turvyland to make reason serve the irrational. Yet that is just what it has always done, and ought always to do. Many of us are ready to grant that in the past men's
(236) motives were deeper than their intellects: we forgive them with a kind of self-righteousness which says that they knew not what they did. But to follow the great tradition of human wisdom deliberately, with our eyes open in the manner of Sorel, that seems a crazy procedure. A notion of intellectual honor fights against it: we think we must aim at final truth, and not allow autobiography to creep into speculation.
Now the trouble with such an idol is that autobiography creeps in anyway. The more we censor it, the more likely it is to appear disguised, to fool us subtly and perhaps dangerously. The men like Nietzsche and James who show the wilful origin of creeds are in reality the best watchers of the citadel of truth. For there is nothing disastrous in the temporary nature of our ideas. They are always that. But there may very easily be a train of evil in the self-deception which regards them as final. I think God will forgive us our skepticism sooner than our Inquisitions.
From the political point of view, another observation is necessary. The creed of a Rousseau, for example, is active in politics, not for what it says, but for what people think it says. I have urged that Marx found scientific reasons for what he wanted to do. It is important to add that
(237) the people who adopted his reasons for what they wanted to do were not any too respectful of Marx's reasons. Thus the so-called materialistic philosophy of Karl Marx is not by any means identical with the theories one hears among Marxian socialists. There is a big distortion in the transmitting of ideas. A common purpose, far more than common ideas, binds Marx to his followers. And when a man comes to write about his philosophy he is confronted with a choice: shall the creed described be that of Marx or of the Marxians?
For the study of politics I should say unhesitatingly that it is more important to know what socialist leaders, stump speakers, pamphleteers, think Marx meant, than to know what he said. For then you are dealing with living ideas: to search his text has its uses, but compared with the actual tradition of Marx it is the work of pedantry. I say this here for two reasons—because I hope to avoid the critical attack of the genuine Marxian specialist, and because the observation is, I believe, relevant to our subject.
Relevant it is in that it suggests the importance of style, of propaganda, the popularization of ideas. The host of men who stand between a great thinker and the average man are not auto-
(238) -matic transmitters. They work on the ideas; perhaps that is why a genius usually hates his disciples. It is interesting to notice the explanation given by Frau Förster-Nietzsche for her brother's quarrel with Wagner. She dates it from the time when Nietzsche, under the guise of Wagnerian propaganda, began to expound himself. The critics and interpreters are themselves creative. It is really unfair to speak of the Marxian philosophy as a political force. It is juster to speak of the Marxian tradition.
So when I write of Marx's influence I have in mind what men and women in socialist meetings, in daily life here in America, hold as a faith and attribute to Marx. There is no pretension whatever to any critical study of "Das Kapital" itself. I am thinking rather of stuffy halls in which an earnest voice is expounding "the evolution of capitalism," of little groups, curious and bewildered, listening in the streets of New York to the story of the battle between the "master class" and the "working class," of little red pamphlets, of newspapers, and cartoons—awkward, badly printed and not very genial, a great stream of spellbinding and controversy through which the aspirations of millions are becoming articulate:
(239)
The tradition is saying that "the system" and not the individual is at fault. It describes that system as one in which a small class owns the means of production and holds the rest of mankind in bondage. Arts, religions, laws, as well as vice and crime and degradation, have their source in this central economic condition. If you want to understand our life you must see that it is determined by the massing of capital in the hands of a few. All epochs are determined by economic arrangements. But a system of property always contains within itself "the seeds of its own destruction." Mechanical inventions suggest a change: a dispossessed class compels it. So mankind has progressed through savagery, chattel slavery, serfdom, to "wage slavery" or the capitalism of to-day. This age is pregnant with the socialism of to-morrow.
So roughly the tradition is handed on. Two sets of idea seem to dominate it: we are creatures of economic conditions; a war of classes is being fought everywhere in which the proletariat will ultimately capture the industrial machinery and produce a sound economic life as the basis of peace and happiness for all. The emphasis on environment is insistent. Facts are marshaled, the news of the day is interpreted to show that
(240) men are determined by economic conditions. This fixation has brought down upon the socialists a torrent of abuse in which "atheism" and "materialism" are prevailing epithets. But the propaganda continues and the philosophy spreads, penetrating reform groups, social workers, historians, and sociologists.
It has served the socialist purpose well. To the workingmen it has brought home the importance of capturing the control of industry. Economic determinism has been an antidote to mere preaching of goodness, to hero-worship and political quackery. Socialism to succeed had to concentrate attention on the ownership of capital: whenever any other interest like religion or patriotism threatened to diffuse that attention, socialist leaders have always been ready to show that the economic fact is more central. Dignity and prestige were supplied by making economics the key of history; passion was chained by building paradise upon it.
In all the political philosophies there is none so adapted to its end. Every sanction that mankind respects has been grouped about this one purpose—the control of capital. It is as if all history converged upon the issue, and the workers in the cause feel that they carry within them the
(241) destiny of the race. Start anywhere, with an orthodox socialist and he will lead you to this supreme economic situation. Tyrannies and race hatred, national rivalries, sex problems, the difficulties of artistic endeavor, all failures, crimes, vices—there is not one which he will not relate to private capitalism. Nor is there anything disingenuous about this focusing of the attention: a real belief is there. Of course you will find plenty of socialists who see other issues and who smile a bit at the rigors of economic determinism. In these later days there is in fact, a decided loosening in the creed. But it is fair to say that the mass of socialists hold this philosophy with as much solemnity as a reformer held his when he wrote to me that the cure for obscenity was the taxation of land values and absolute free trade.
Singlemindedness has done good service. It has bound the world together and has helped men to think socially. Turning their attention away from the romanticism of history, the materialistic philosophy has helped them to look at realities. It has engendered a fine concern about average people, about the voiceless multitudes who have been left to pass unnoticed. Not least among the blessings is a shattering of the
(242) good-and-bad-man theory: the assassination of tyrants or the adoration of saviors. A shallow and specious other-worldliness has been driven out: an other-worldliness which is really nothing but laziness about this one. And if from a speculative angle the Marxian tradition has shaded too heavily the economic facts, it was at least a plausible and practical exaggeration.
But the drawbacks are becoming more and more evident as socialism approaches nearer to power and responsibility. The feeling that man is a creature and not a creator is disastrous as a personal creed when you come to act. If you insist upon being "determined by conditions" you do hesitate about saying "I shall." You are likely to wait for something to determine you. Personal initiative and individual genius are poorly regarded: many socialists are suspicious of originality. This philosophy, so useful in propaganda, is becoming a burden in action. That is another way of saying that the instrument has turned into an idol.
For while it is illuminating to see how environment moulds men, it is absolutely essential that men regard themselves as moulders of their environment. A new philosophical basis is becoming increasingly necessary to socialism—one that
(243) may not be "truer" than the old materialism but that shall simply be more useful. Having learned for a long time what is done to us, we are now faced with the task of doing. With this changed purpose goes a change of instruments. All over the world socialists are breaking away from the stultifying influence of the outworn determinism. For the time is at hand when they must cease to look upon socialism as inevitable in order to make it so.
Nor will the philosophy of class warfare serve this new need. That can be effective only so long as the working-class is without sovereignty. But no sooner has it achieved power than a new outlook is needed in order to know what to do with it. The tactics of the battlefield are of no use when the battle is won.
I picture this philosophy as one of deliberate choices. The underlying tone of it is that society is made by man for man's uses, that reforms are inventions to be applied when by experiment they show their civilizing value. Emphasis is placed upon the devising, adapting, constructing faculties. There is no reason to believe that this view is any colder than that of the war of class against class. It will generate no less energy. Men to-day can feel almost as much zest in the building
(244) of the Panama Canal as they did in a military victory. Their domineering impulses find satisfaction in conquering things, in subjecting brute forces to human purposes. This sense of mastery in a winning battle against the conditions of our life is, I believe, the social myth that will inspire our reconstructions. We shall feel free to choose among alternatives—to take this much of socialism, insert so much syndicalism, leave standing what of capitalism seems worth conserving. We shall be making our own house for our own needs, cities to suit ourselves, and we shall believe ourselves capable of moving mountains, as engineers do, when mountains stand in their way.
And history, science, philosophy will support our hopes. What will fascinate us in the past will be the records of inventions, of great choices, of those alternatives on which destiny seems to hang. The splendid epochs will be interpreted as monuments of man's creation, not of his propulsion. We shall be interested primarily in the way nations established their civilization in spite of hostile conditions. Admiration will go out to the men who did not submit, who bent things to human use. We may see the entire tragedy of life in being driven.
Half-truths and illusions, if you like, but tonic.
(245) This view will suit our mood. For we shall be making and the makers of history will become more real to us. Instead of urging that issues are inevitable, instead of being swamped by problems that are unavoidable, we may stand up and affirm the issues we propose to handle. Perhaps we shall say with Nietzsche:
"Let the value of everything be determined afresh by you."